Practice Areas

Regulatory Advisory & Enforcement

Regulatory notices, investigations, adjudication and statutory remedies.

Overview — 03

A regulatory response starts with the authority’s statutory powers, the record and the procedure available to the affected party. This practice covers advisory and contentious matters under corporate, securities and financial regulation.

SKAS assists with show-cause notices, inspection and investigation records, interim directions, written submissions and regulatory correspondence. The work includes reviewing evidence, identifying jurisdictional and procedural issues, and considering remedial steps and available appellate remedies.

The practice encompasses SEBI matters, proceedings under company law and regulatory questions arising under RBI and exchange-control frameworks. Advice addresses the governing provisions, relevant directions and the relationship between regulatory action and parallel corporate or commercial proceedings.

Scope Of Work

SEBI notices, investigations and adjudication
Responses to interim regulatory directions
Company law and MCA proceedings
RBI and exchange-control matters
Evidence review and written representations
Procedural issues and statutory appellate remedies
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